SEC Filings

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Medley LLC
FormDescriptionDateFormat
40-APP/A40-APP/ADec 23, 2016Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
40-APP/A40-APP/ADec 23, 2016Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
S-1Registration statement for face-amount certificate companiesNov 15, 2016Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
S-1Registration statement for face-amount certificate companiesNov 14, 2016Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionNov 14, 2016Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
10-QQuarterly report which provides a continuing view of a company's financial positionNov 14, 2016Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
8-KReport of unscheduled material events or corporate eventOct 19, 2016Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-KReport of unscheduled material events or corporate eventOct 19, 2016Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
S-1MEFRegistration of up to an additional 20% of securities for any offering registered on an S-1Oct 14, 2016Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in HTML.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in DOC file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in PDF file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in XLS file.
FWPFree Writing ProspectusOct 14, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECTNotice from the SEC of registration effectivenessOct 14, 2016Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
424B1Form of prospectus that discloses information previously omitted from the prospectusOct 14, 2016Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
FWPFree Writing ProspectusOct 14, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B1Form of prospectus that discloses information previously omitted from the prospectusOct 14, 2016Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesOct 13, 2016Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
EFFECTNotice from the SEC of registration effectivenessOct 13, 2016Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.
S-1/AAmended Registration statement for face-amount certificate companiesOct 13, 2016Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
S-1MEFRegistration of up to an additional 20% of securities for any offering registered on an S-1Oct 13, 2016Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in HTML.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in DOC file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in PDF file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in XLS file.
CORRESPCorrespondence from the Filer to the SECOct 12, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesOct 12, 2016Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
UPLOADCorrespondence from the SEC to the FilerOct 12, 2016Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECOct 12, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECOct 12, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerOct 12, 2016Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
CORRESPCorrespondence from the Filer to the SECOct 12, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
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