SEC Filings

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Medley LLC
FormDescriptionDateFormat
CORRESPCorrespondence from the Filer to the SECFeb 14, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECFeb 14, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerFeb 14, 2017Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECFeb 14, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerFeb 14, 2017Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
CORRESPCorrespondence from the Filer to the SECFeb 14, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesFeb 14, 2017Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
S-1Registration statement for face-amount certificate companiesFeb 13, 2017Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
S-1Registration statement for face-amount certificate companiesFeb 13, 2017Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingJan 23, 2017Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingJan 23, 2017Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.
8-KReport of unscheduled material events or corporate eventJan 20, 2017Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange ActJan 20, 2017Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
8-KReport of unscheduled material events or corporate eventJan 20, 2017Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange ActJan 20, 2017Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
424B1Form of prospectus that discloses information previously omitted from the prospectusJan 13, 2017Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
FWPFree Writing ProspectusJan 13, 2017Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
S-1MEFRegistration of up to an additional 20% of securities for any offering registered on an S-1Jan 13, 2017Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in HTML.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in DOC file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in PDF file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in XLS file.
EFFECTNotice from the SEC of registration effectivenessJan 13, 2017Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
FWPFree Writing ProspectusJan 13, 2017Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B1Form of prospectus that discloses information previously omitted from the prospectusJan 13, 2017Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
EFFECTNotice from the SEC of registration effectivenessJan 12, 2017Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.
S-1MEFRegistration of up to an additional 20% of securities for any offering registered on an S-1Jan 12, 2017Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in HTML.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in DOC file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in PDF file.Open Registration of up to an additional 20% of securities for any offering registered on an S-1 in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesJan 9, 2017Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesJan 9, 2017Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
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