SEC Filings

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Medley LLC

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Form	Description	Date	Format
S-1/A	Amended Registration statement for face-amount certificate companies	Oct 12, 2016	Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
S-1	Registration statement for face-amount certificate companies	Oct 5, 2016	Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
S-1	Registration statement for face-amount certificate companies	Oct 5, 2016	Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
8-K	Report of unscheduled material events or corporate event	Sep 13, 2016	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Sep 13, 2016	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 12, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 12, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	Aug 11, 2016	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 11, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	Aug 11, 2016	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 11, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.
8-K	Report of unscheduled material events or corporate event	Aug 10, 2016	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-A12B	Registration of certain classes of securities 12(b) of the Securities Exchange Act	Aug 10, 2016	Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
8-K	Report of unscheduled material events or corporate event	Aug 10, 2016	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-A12B	Registration of certain classes of securities 12(b) of the Securities Exchange Act	Aug 10, 2016	Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
424B1	Form of prospectus that discloses information previously omitted from the prospectus	Aug 5, 2016	Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Aug 5, 2016	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
424B1	Form of prospectus that discloses information previously omitted from the prospectus	Aug 5, 2016	Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
FWP	Free Writing Prospectus	Aug 4, 2016	Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Aug 4, 2016	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.
FWP	Free Writing Prospectus	Aug 4, 2016	Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
S-1/A	Amended Registration statement for face-amount certificate companies	Aug 3, 2016	Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Aug 3, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Aug 3, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1/A	Amended Registration statement for face-amount certificate companies	Aug 3, 2016	Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
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