SEC Filings

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Medley LLC
FormDescriptionDateFormat
S-1/AAmended Registration statement for face-amount certificate companiesOct 12, 2016Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
S-1Registration statement for face-amount certificate companiesOct 5, 2016Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
S-1Registration statement for face-amount certificate companiesOct 5, 2016Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
8-KReport of unscheduled material events or corporate eventSep 13, 2016Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-KReport of unscheduled material events or corporate eventSep 13, 2016Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingAug 12, 2016Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingAug 12, 2016Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.
10-QQuarterly report which provides a continuing view of a company's financial positionAug 11, 2016Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingAug 11, 2016Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionAug 11, 2016Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingAug 11, 2016Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.
8-KReport of unscheduled material events or corporate eventAug 10, 2016Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange ActAug 10, 2016Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
8-KReport of unscheduled material events or corporate eventAug 10, 2016Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange ActAug 10, 2016Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
424B1Form of prospectus that discloses information previously omitted from the prospectusAug 5, 2016Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
EFFECTNotice from the SEC of registration effectivenessAug 5, 2016Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
424B1Form of prospectus that discloses information previously omitted from the prospectusAug 5, 2016Open Form of prospectus that discloses information previously omitted from the prospectus in HTML.Open Form of prospectus that discloses information previously omitted from the prospectus in DOC file.Open Form of prospectus that discloses information previously omitted from the prospectus in PDF file.Open Form of prospectus that discloses information previously omitted from the prospectus in XLS file.
FWPFree Writing ProspectusAug 4, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECTNotice from the SEC of registration effectivenessAug 4, 2016Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.
FWPFree Writing ProspectusAug 4, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesAug 3, 2016Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
CORRESPCorrespondence from the Filer to the SECAug 3, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECAug 3, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesAug 3, 2016Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
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