SEC Filings

Medley LLC

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Form	Description	Date	Format
40-APP/A	40-APP/A	Dec 23, 2016	Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
40-APP/A	40-APP/A	Dec 23, 2016	Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
FWP	Free Writing Prospectus	Oct 14, 2016	Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Oct 14, 2016	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
FWP	Free Writing Prospectus	Oct 14, 2016	Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Oct 13, 2016	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.
CORRESP	Correspondence from the Filer to the SEC	Oct 12, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOAD	Correspondence from the SEC to the Filer	Oct 12, 2016	Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Oct 12, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Oct 12, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOAD	Correspondence from the SEC to the Filer	Oct 12, 2016	Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.
CORRESP	Correspondence from the Filer to the SEC	Oct 12, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 12, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 12, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 11, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
CERTNYS	Certification by the New York Stock Exchange approving securities for listing	Aug 11, 2016	Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.
EFFECT	Notice from the SEC of registration effectiveness	Aug 5, 2016	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
FWP	Free Writing Prospectus	Aug 4, 2016	Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Aug 4, 2016	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.
FWP	Free Writing Prospectus	Aug 4, 2016	Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Aug 3, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Aug 3, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Aug 2, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Aug 2, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESP	Correspondence from the Filer to the SEC	Aug 2, 2016	Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
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